Event Details

Over this 2-day training course, we will teach you the fundamentals and key components of an effective compliance management system within the public sector.


Outcomes:

  • Understanding the background, need and requirements for an effective compliance management system and framework by public entities, departments and institutions.
  • Identifying the structure and key components of an effective compliance management system within the public sector.
  • Understanding the objectives and selected key minimum standards of the various components of an effective public sector compliance management system and framework.
  • Understanding the relationship between and interrelatedness of the various components of a public sector compliance management system and framework.


What is covered:

1. Leading compliance practice for the public sector

2. Background to a compliance management system and framework for the public sector

3. Creating an enabling environment for an effective compliance management system

3.1. Establishing a Compliance Management System

3.2. Understanding the context

3.2.1. Institutional context

3.2.2. Compliance is obligatory

3.2.3. Risk based compliance approach

3.2.4. Compliance stakeholders

3.2.5. Embedding compliance

3.2.6. Compliance maturity

3.3. Compliance Governance and Oversight

3.4. Key Compliance Documents

3.4.1. Compliance Policy

3.4.2. Compliance Framework

3.4.3. Other Compliance Documents

3.5. The Compliance Function

3.5.1. Establishing the function

3.5.2. Status and independence

3.5.3. Resources

3.5.4. Outsourcing

3.6. Defining Compliance Roles and Responsibilities

3.6.1. Accounting Officer/ Authority

3.6.2. Audit committee

3.6.3. Management

3.6.4. Officials

3.6.5. Compliance Function

3.7. Compliance culture

3.8. Compliance Training and Awareness

3.9. Review and Continual Improvement of the Compliance Management System

4. Compliance Methodology

4.1. Establishing Compliance Maturity levels

4.2. Establishing a Compliance Risk Management Process

4.2.1. Developing and Maintaining a Compliance Risk Profile

4.2.2. Developing and Maintaining Compliance Risk Management Plans (CRMPs)

4.2.3. Compliance Monitoring

4.2.4. Non-Compliance, Compliance Exposures and Non-Conformance

4.3. Other Key Activities

4.3.1. Communication and Consultation

4.3.2. Compliance Reporting

4.3.3. Compliance Record Keeping

4.3.4. Compliance Planning


Who should attend:

  • Is a compliance manager
  • Is a senior compliance officer
  • Is a junior compliance officers
  • Has any form of compliance function responsibilities
  • Is tasked with the establishment/ implementation of a compliance function and compliance management system/ framework.


Investment:

Virtual

Member Early Bird rate: R4,500 excl VAT / R5,175 incl VAT

Member Standard rate: R6,000 excl VAT / R6,900 incl VAT


Non-member Early Bird rate: R4,950 excl VAT / R5,693 incl VAT

Non-member Standard rate: R6,600 excl VAT / R7,590 incl VAT


CPD: 15 hours

Speakers

  • Daryl Glass (Duke Consulting)

    Daryl Glass

    Duke Consulting

    Daryl worked at the Liberty Group between 1992 and 2007 and served in various capacities including as Head of Forensic Services and Head of Group Compliance and Group Compliance Officer for all entities within the Group

    Since 2007, Daryl has run a business consultancy practice whose main focus is on Governance, Risk, Compliance and Forensic services. He has provided services to a broad range of South African and international clients within both the private and private sectors across various industries. Daryl’s focus is to equip and enable organisations, their governing bodies and management to efficiently and effectively manage all forms of risk and meet relevant leading practice requirements. He led the development of the Public Sector Compliance Framework as a consultant to National Treasury.

    Daryl participates extensively in the development and delivery of the core compliance training programmes of the Compliance Institute of Southern Africa and also previously served as a Director of the Institute between 1999 and 2006. Daryl has and does serve in various capacities on or as an advisor to the boards of several other organisations.

    Daryl is a Certified Compliance Professional and has a BCompt, MBA and Post-graduate diploma in Compliance Management.

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Documents

Outline - Public Sector CISA-July 2022.pdfdownload

Tickets

Members (Virtual)

Members in good standing rate. Prices shown exclude VAT per person.

If you are booking multiple tickets on behalf of other attendees, you will need to do the booking with the attendees to ensure that all acceptances and info provided by the attendee is accurate and aligns to their Glueup profile. (e.g. email, membership type, etc.)

Primary Member Price R 6,000
Non-member (Virtual)

Non-member rate.
Prices shown exclude VAT per person.

If you are booking multiple tickets on behalf of other attendees, you will need to do the booking with the attendees to ensure that all acceptances and info provided by the attendee is accurate and aligns to their Glueup profile. (e.g. email, membership type, etc.)

Standard Price R 6,600
Non-member non-SA (Virtual)

Non-member rate.
Prices shown exclude VAT per person.

If you are booking multiple tickets on behalf of other attendees, you will need to do the booking with the attendees to ensure that all acceptances and info provided by the attendee is accurate and aligns to their Glueup profile. (e.g. email, membership type, etc.)

Standard Price R 6,600
Member non-SA (Virtual)

Member non-SA (Virtual)
Prices shown exclude VAT per person.

If you are booking multiple tickets on behalf of other attendees, you will need to do the booking with the attendees to ensure that all acceptances and info provided by the attendee is accurate and aligns to their Glueup profile. (e.g. email, membership type, etc.)

Member Price R 6,000