Event Details
Over this 2-day training course, we will teach you the fundamentals and key components of an effective compliance management system within the public sector.
Outcomes:
- Understanding the background, need and requirements for an effective compliance management system and framework by public entities, departments and institutions.
- Identifying the structure and key components of an effective compliance management system within the public sector.
- Understanding the objectives and selected key minimum standards of the various components of an effective public sector compliance management system and framework.
- Understanding the relationship between and interrelatedness of the various components of a public sector compliance management system and framework.
What is covered:
1. Leading compliance practice for the public sector
2. Background to a compliance management system and framework for the public sector
3. Creating an enabling environment for an effective compliance management system
3.1. Establishing a Compliance Management System
3.2. Understanding the context
3.2.1. Institutional context
3.2.2. Compliance is obligatory
3.2.3. Risk based compliance approach
3.2.4. Compliance stakeholders
3.2.5. Embedding compliance
3.2.6. Compliance maturity
3.3. Compliance Governance and Oversight
3.4. Key Compliance Documents
3.4.1. Compliance Policy
3.4.2. Compliance Framework
3.4.3. Other Compliance Documents
3.5. The Compliance Function
3.5.1. Establishing the function
3.5.2. Status and independence
3.5.3. Resources
3.5.4. Outsourcing
3.6. Defining Compliance Roles and Responsibilities
3.6.1. Accounting Officer/ Authority
3.6.2. Audit committee
3.6.3. Management
3.6.4. Officials
3.6.5. Compliance Function
3.7. Compliance culture
3.8. Compliance Training and Awareness
3.9. Review and Continual Improvement of the Compliance Management System
4. Compliance Methodology
4.1. Establishing Compliance Maturity levels
4.2. Establishing a Compliance Risk Management Process
4.2.1. Developing and Maintaining a Compliance Risk Profile
4.2.2. Developing and Maintaining Compliance Risk Management Plans (CRMPs)
4.2.3. Compliance Monitoring
4.2.4. Non-Compliance, Compliance Exposures and Non-Conformance
4.3. Other Key Activities
4.3.1. Communication and Consultation
4.3.2. Compliance Reporting
4.3.3. Compliance Record Keeping
4.3.4. Compliance Planning
Who should attend:
- Is a compliance manager
- Is a senior compliance officer
- Is a junior compliance officers
- Has any form of compliance function responsibilities
- Is tasked with the establishment/ implementation of a compliance function and compliance management system/ framework.
Investment:
Virtual
Member Early Bird rate: R4,500 excl VAT / R5,175 incl VAT
Member Standard rate: R6,000 excl VAT / R6,900 incl VAT
Non-member Early Bird rate: R4,950 excl VAT / R5,693 incl VAT
Non-member Standard rate: R6,600 excl VAT / R7,590 incl VAT
CPD: 15 hours