The training will provide attendees with an understanding of the compliance management process, a basic functional understanding of key compliance principles and compliance activities, an overview of the GACP outlining the compliance best practice framework and stakeholders and the regulatory environment.

What is covered:

1. Standards for compliance best practice

· A brief history of compliance in South Africa

· Key standards for compliance practice – GACP, King IV, ISO Standards and relevant legislation

· Identification of key compliance role‐players

2. Compliance roles and responsibilities

· Roles and responsibilities of key compliance role‐players

· An overview of the role of the compliance function

3. The structure of the compliance function

· The need for independence

· Conflicts of interest

· Compliance resourcing

· Review of the compliance function

4. An overview of some of the most important compliance documents

5. The culture of compliance and compliance's relationship with ethics

6.An overview of the regulatory environment

· The regulatory environment

· The role of the regulators

· Interaction with regulators

7. An overview of the compliance risk management process

· Compliance risk identification

· Compliance risk assessment

· Compliance risk management

· Compliance risk monitoring

8. Other compliance activities

· Compliance reporting

· Compliance training

Who should attend:

• Corporate clients
• Compliance officers
• Compliance administrators
• Compliance monitoring specialists
• Internal auditors
• Novices to compliance management

Investment:

Virtual

Member Early Bird rate: R 3,000 excl VAT / R3,450 incl VAT

Member Standard rate: R4,200 excl VAT / R4,830 incl VAT

Non-member Early Bird rate: R 3,300 excl VAT / R3,795 incl VAT

Non-member Standard rate: R4,620 excl VAT / R5,313 incl VAT

CPD: 12 hours

Action steps:

1: Register for this event;

2: Your application will be approved by Finance once your billing info and ticket selection has been vetted and an invoice generated (if a paid for ticket);

3a: For Paid event tickets: Upon approval of your registration, an invoice is generated;

3b: For Free event tickets or once you have paid for your ticket: You will receive a confirmation email with your access pass, a calendar event to add to the event to your calendar and a meeting link (for a virtual event) or location for in-person events;

3c: You will be able see all your registered events on MyGlue, Events icon on the left ribbon and go to the "Upcoming events" tab OR click on the ticket icon on the top ribbon on MyGlue;

4a: Any special instructions or training material will be provided to you before the time;

4b: You will receive email reminders of the upcoming event in the days and hours running up to the event;

5: Remember to complete the required instructions to claim your CPD, e.g. complete the feedback or check-in to sessions;

6: Your CPD will be issued for your attendance.