Event Details

Course Objectives

Compliance Monitoring forms the final phase in the compliance risk management process. Monitoring closes the loop which completes the compliance cycle, it provides feedback on the effectiveness of the management of compliance risks and identifies areas of weakness that need to be improved or enhanced. It is therefore highly recommended that individuals should have completed the Introduction to Compliance Management and the Compliance Risk Management Plan courses before registering for the Compliance Monitoring course.


See the outline for more details.


Recommended prerequisite:

This course is already at an intermediate to advanced level. It is therefore highly recommended that you should have completed the following courses before registering for this monitoring course:

  • Generally accepted compliance practice framework (GACP)
  • Introduction to compliance
  • Compliance risk management plans (CRMP)
  • Control identification and risk assessment


Who should attend:

  • Compliance officers.
  • Individuals in a compliance role tasked with monitoring responsibilities.
  • Compliance monitoring specialists.
  • Individuals in an internal audit role.
  • Individuals newly tasked with monitoring
  • Individuals who are writing the Occupational Certificate: Compliance officer EISA or Board exam for the CPrac (SA) designation


What is included:

  • Slide deck.


CPD: 12 hours


What is your next?

  • Compliance report writing and communication
  • Introduction to combined assurance


Investment:

Virtual

Member rate: R 4,200 excl VAT / R4,830 incl VAT

Non-member rate: R4,620 excl VAT / R5,313 incl VAT

Non-SA options for above excludes VAT

Speakers

  • Daryl Glass (N/A at Duke Consulting)

    Daryl Glass

    N/A at Duke Consulting

    Daryl worked at the Liberty Group between 1992 and 2007 and served in various capacities including as Head of Forensic Services and Head of Group Compliance and Group Compliance Officer for all entities within the Group

    Since 2007, Daryl has run a business consultancy practice whose main focus is on Governance, Risk, Compliance and Forensic services. He has provided services to a broad range of South African and international clients within both the private and private sectors across various industries. Daryl’s focus is to equip and enable organisations, their governing bodies and management to efficiently and effectively manage all forms of risk and meet relevant leading practice requirements. He led the development of the Public Sector Compliance Framework as a consultant to National Treasury.

    Daryl participates extensively in the development and delivery of the core compliance training programmes of the Compliance Institute Southern Africa and also previously served as a Director of the Institute between 1999 and 2006. Daryl has and does serve in various capacities on or as an advisor to the boards of several other organisations.

    Daryl holds the CProf(SA) designation, has a BCompt, MBA and Post-graduate diploma in Compliance Management.

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Documents

Monitoring course outline-2024-DG.pdfdownload

Tickets

Virtual ticket (member)

Members in good standing rate.
Prices shown exclude VAT per person.

If you are booking multiple tickets on behalf of other attendees, you will need to do the booking with the attendees to ensure that all acceptances and info provided by the attendee is accurate and aligns to their Glueup profile. (e.g. email, membership type, etc.)

Member Price R 4,200
Virtual ticket (non-member)

Non-members rate.
Prices shown exclude VAT per person.

If you are booking multiple tickets on behalf of other attendees, you will need to do the booking with the attendees to ensure that all acceptances and info provided by the attendee is accurate and aligns to their Glueup profile. (e.g. email, membership type, etc.)

Standard Price R 4,620
Non-SA virtual ticket (member)

Non-SA members in good standing rate.
Prices shown exclude VAT per person. Vat is not charged.

If you are booking multiple tickets on behalf of other attendees, you will need to do the booking with the attendees to ensure that all acceptances and info provided by the attendee is accurate and aligns to their Glueup profile. (e.g. email, membership type, etc.)

Member Price R 4,200
Non-SA virtual ticket (non-member)

Non-SA non-members rate.
Prices shown exclude VAT per person. Vat is not charged.

If you are booking multiple tickets on behalf of other attendees, you will need to do the booking with the attendees to ensure that all acceptances and info provided by the attendee is accurate and aligns to their Glueup profile. (e.g. email, membership type, etc.)

Standard Price R 4,620