Event Details
#5 Introducing our AML training programme - Course 5 of 5
Continuous improvement is a critical requirement in any business and even more so in AML, which is evolving and maturing constantly. This course provides the audience with a focused session designed to refine and enhance your AML program through strategic auditing, ensuring your compliance arsenal is always at the cutting edge.
Why attend?
To ensure a clear understanding of how effective controls are in mitigating the risks, a comprehensive assurance program involving audit, compliance and other risk assurance teams must be implemented. Key to managing risk is ensuring risk indicators in monitored and that assurance covers all risks but focuses more in depth on those items identified as being higher risk.
An effective assurance program will provide comfort to the Board, who are ultimately accountable for the compliance of the accountable institution (AI) and will assist in providing improved evidence where there is a regulatory inspection.
Key take-aways
This course lays the groundwork for the risk-based approach (RBA) to AML compliance and risk assessment. It will position how to:
- What is assurance in the AML program
- What the regulatory requirements are in terms of assurance
- How to plan assurance
- How to conduct assurance
- How to manage the outcomes of assurance
- Understand what assurance chives in the AML program
Who should attend
The programme is specifically recommended for those who are planning to write the AMLC Prac (SA) board exam, e.g.
- AML advisors
- Consultants providing AML compliance related services to clients
- Assurance providers
- AML compliance officers
- Internal auditors
- Risk managers
Preparation for the course
- You require a basic understanding of FICA, POCDATRA and POCA as well as the FATF recommendation 1- Assessing risks & applying a risk-based approach.
Included in the training
- Slide deck
- Detailed course layout
- Practical assessments and exercises during the training
- Other reference material provided during the event
CPD: 3 hours
Investment (Virtual):
Member: R1,113.04 excl. VAT | R1,280 incl. VAT
Non-member: R1,226.09 excl. VAT | R1,410 incl. VAT
Non-SA options for above excludes VAT
For inhouse training enquire at enquiries@compliancesa.com or complete this inhouse enquiry form
NOTE:
- CISA will make every effort to host the specified training on the date / s as advertised. However, should unforeseen circumstances arise or an extenuating circumstance that is out of our control, we reserve the right to cancel or postpone the training. In event of CISA cancelling and or postponing the session, communication will follow in writing for next steps.
- No AI readers are permitted.
Your professional development roadmap, - what is next?"
Depending on your exposure and experience in AML, any of the following could be next.
1 - AML in South Africa (6 hours)
2 - AML - Mastering the risk-based approach and risk assessment (6 hours)
3 - AML - The AML Reporting Playbook: What, When & How (6 hours )
4 - AML - Risk Management and Compliance Programs (RMCPs) (12 hours over 2 days)
