Compliance monitoring forms part of the compliance methodology training series. It is preceded by Compliance risk management plans (CRMPs).

Compliance Monitoring forms the final phase in the compliance risk management process. Monitoring closes the loop which completes the compliance cycle, it provides feedback on the effectiveness of the management of compliance risks and identifies areas of weakness that need to be improved or enhanced. It is therefore highly recommended that individuals should have completed the Introduction to Compliance Management and the Compliance Risk Management Plan courses before registering for the Compliance Monitoring course.

This course is already at an intermediate to advanced level. It is therefore highly recommended that you should have completed the following courses before registering for this monitoring course:

• Generally accepted compliance practice framework (GACP)
• Introduction to compliance
• Control identification and risk assessment
• Compliance risk management plans (CRMP)

Key take aways:

• Understand compliance monitoring best practice and where applicable, legislated requirements.
• Know how to identify the primary objectives of compliance monitoring.
• Understand the form and methods of monitoring and which methods to use in different scenarios.
• Know how to identify the key role-players and their respective monitoring focus areas.
• Understand the concept of combined assurance and how this may impact on compliance monitoring.

Who should attend:

• Individuals who are writing the Occupational Certificate: Compliance officer EISA or Board exam for the CPrac (SA) designation
• Compliance officers.
• Individuals in a compliance role tasked with monitoring responsibilities.
• Compliance monitoring specialists.
• Individuals in an internal audit role.
• Individuals newly tasked with monitoring

What is included:

• Slide deck.
• Working documents.

CPD: 12 hours

Investment (Virtual):

Member rate: R 4,452 excl VAT / R5,120 incl VAT

Non-member rate: R4,897.20 excl VAT / R5,630 incl VAT

Non-SA options for above excludes VAT.

For inhouse training enquire at enquiries@compliancesa.com or complete this inhouse enquiry form​

NOTE:

1. CISA will make every effort to host the specified training on the date / s as advertised. However, should unforeseen circumstances arise or an extenuating circumstance that is out of our control, we reserve the right to cancel or postpone the training. In event of CISA cancelling and or postponing the session, communication will follow in writing for next steps.
2. No AI readers are permitted.

Your professional development roadmap, - what is next?"

• Compliance report writing and communication
• Policy and framework
• Any of the advanced compliance courses.

For any queries contact enquiries@compliancesa.com.