Event Details

Compliance monitoring forms part of the compliance methodology training series. It is preceded by Compliance risk management plans (CRMPs).


Compliance Monitoring forms the final phase in the compliance risk management process. Monitoring closes the loop which completes the compliance cycle, it provides feedback on the effectiveness of the management of compliance risks and identifies areas of weakness that need to be improved or enhanced. It is therefore highly recommended that individuals should have completed the Introduction to Compliance Management and the Compliance Risk Management Plan courses before registering for the Compliance Monitoring course.


This course is already at an intermediate to advanced level. It is therefore highly recommended that you should have completed the following courses before registering for this monitoring course:

  • Generally accepted compliance practice framework (GACP)
  • Introduction to compliance
  • Control identification and risk assessment
  • Compliance risk management plans (CRMP)


Key take aways:

  • Understand compliance monitoring best practice and where applicable, legislated requirements.
  • Know how to identify the primary objectives of compliance monitoring.
  • Understand the form and methods of monitoring and which methods to use in different scenarios.
  • Know how to identify the key role-players and their respective monitoring focus areas.
  • Understand the concept of combined assurance and how this may impact on compliance monitoring.


Who should attend:

  • Individuals who are writing the Occupational Certificate: Compliance officer EISA or Board exam for the CPrac (SA) designation
  • Compliance officers.
  • Individuals in a compliance role tasked with monitoring responsibilities.
  • Compliance monitoring specialists.
  • Individuals in an internal audit role.
  • Individuals newly tasked with monitoring


What is included:

  • Slide deck.
  • Working documents.


CPD: 12 hours


Investment (Virtual):

Member rate: R 4,800 excl VAT / R5,520 incl VAT.

Non-member rate: R5,280 excl VAT / R6,072 incl VAT.

Non-SA options for above excludes VAT.

For inhouse training enquire at enquiries@compliancesa.com or complete this inhouse enquiry form​


NOTE:

  1. CISA will make every effort to host the specified training on the date / s as advertised. However, should unforeseen circumstances arise or an extenuating circumstance that is out of our control, we reserve the right to cancel or postpone the training. In event of CISA cancelling and or postponing the session, communication will follow in writing for next steps.
  2. No AI readers are permitted.


Your professional development roadmap, - what is next?"

  • Compliance report writing and communication
  • Policy and framework
  • Any of the advanced compliance courses.

For any queries contact enquiries@compliancesa.com.

Speakers

  • Daryl Glass (N/A at Duke Consulting)

    Daryl Glass

    N/A at Duke Consulting

    Daryl holds the CProf(SA) designation, has a BCompt, MBA and Post-graduate diploma in Compliance Management.

    Daryl worked at the Liberty Group between 1992 and 2007 and served in various capacities including as Head of Forensic Services and Head of Group Compliance and Group Compliance Officer for all entities within the Group.

    Since 2007, Daryl has run a business consultancy practice whose main focus is on Governance, Risk, Compliance and Forensic services. He has provided services to a broad range of South African and international clients within both the private and private sectors across various industries. Daryl’s focus is to equip and enable organisations, their governing bodies and management to efficiently and effectively manage all forms of risk and meet relevant leading practice requirements. He led the development of the Public Sector Compliance Framework as a consultant to National Treasury.

    Daryl participates extensively in the development and delivery of the core compliance training programmes of the Compliance Institute Southern Africa and also previously served as a Director of the Institute between 1999 and 2006. Daryl has and does serve in various capacities on or as an advisor to the boards of several other organisations.

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Documents

Outline - Compliance monitoring - 2025.pdfdownload

Tickets

Member rate

Prices shown exclude VAT per person.

Member Price R 4,800
Non-member rate

Prices shown exclude VAT per person.

Standard Price R 5,280
Non-SA Member rate

Prices shown exclude VAT per person. Vat is not charged.

Member Price R 4,800
Non-SA Non-member rate

Prices shown exclude VAT per person. Vat is not charged.

Standard Price R 5,280